Chapter 5: Classification using Decision Trees and Rules

Part 1: Decision Trees

Understanding Decision Trees

Calculate entropy of a two-class segment

-0.60 * log2(0.60) - 0.40 * log2(0.40)

curve(-x * log2(x) - (1 - x) * log2(1 - x),
      col = "red", xlab = "x", ylab = "Entropy", lwd = 4)

Example: Identifying Risky Bank Loans

Step 1: Download the data

# URL <- "http://cox.csueastbay.edu/~esuess/classes/Statistics_652/Presentations/05_DecisionTrees/credit.csv"
# download.file(URL, destfile = "credit.csv", method="curl")

Step 2: Exploring and preparing the data —-

credit <- read.csv("credit.csv", stringsAsFactors = TRUE)
str(credit)

Look at two characteristics of the applicant

table(credit$checking_balance)
table(credit$savings_balance)

Look at two characteristics of the loan

summary(credit$months_loan_duration)
summary(credit$amount)

Look at the class variable

table(credit$default)

Create a random sample for training and test data Use set.seed to use the same random number sequence as the tutorial

set.seed(123)
train_sample <- sample(1000, 900)

str(train_sample)

Split the data frames

credit_train <- credit[train_sample, ]
credit_test  <- credit[-train_sample, ]

Check the proportion of class variable

prop.table(table(credit_train$default))
prop.table(table(credit_test$default))

Step 3: Training a model on the data

Build the simplest decision tree

library(C50)
credit_model <- C5.0(credit_train[-17], credit_train$default)

Display simple facts about the tree

credit_model

Display detailed information about the tree

summary(credit_model)

Step 4: Evaluating model performance

Create a factor vector of predictions on test data

credit_pred <- predict(credit_model, credit_test)

Cross tabulation of predicted versus actual classes

library(gmodels)
CrossTable(credit_test$default, credit_pred,
           prop.chisq = FALSE, prop.c = FALSE, prop.r = FALSE,
           dnn = c('actual default', 'predicted default'))

Step 5: Improving model performance

Boosting the accuracy of decision trees

Boosted decision tree with 10 trials

credit_boost10 <- C5.0(credit_train[-17], credit_train$default,
                       trials = 10)
credit_boost10
summary(credit_boost10)
credit_boost_pred10 <- predict(credit_boost10, credit_test)
CrossTable(credit_test$default, credit_boost_pred10,
           prop.chisq = FALSE, prop.c = FALSE, prop.r = FALSE,
           dnn = c('actual default', 'predicted default'))

Making some mistakes more costly than others

Create dimensions for a cost matrix

matrix_dimensions <- list(c("no", "yes"), c("no", "yes"))
names(matrix_dimensions) <- c("predicted", "actual")
matrix_dimensions

Build the matrix

error_cost <- matrix(c(0, 1, 4, 0), nrow = 2, dimnames = matrix_dimensions)
error_cost

Apply the cost matrix to the tree


credit_cost <- C5.0(credit_train[-17], credit_train$default,
                    costs = error_cost)
credit_cost_pred <- predict(credit_cost, credit_test)

CrossTable(credit_test$default, credit_cost_pred,
           prop.chisq = FALSE, prop.c = FALSE, prop.r = FALSE,
           dnn = c('actual default', 'predicted default'))

Part 2: Rule Learners

Example: Identifying Poisonous Mushrooms

Step 1: Download the data

# URL <- "http://cox.csueastbay.edu/~esuess/classes/Statistics_652/Presentations/05_DecisionTrees/mushrooms.csv"
# download.file(URL, destfile = "./mushrooms.csv", method="curl")

Step 2: Exploring and preparing the data

mushrooms <- read.csv("mushrooms.csv", stringsAsFactors = TRUE)

Examine the structure of the data frame

str(mushrooms)

drop the veil_type feature

mushrooms$veil_type <- NULL

examine the class distribution

table(mushrooms$type)

Randomize the Train and Test data

set.seed(123)
train_sample <- sample(8124, 7000)

str(train_sample)

Split the data frames

mushrooms_train <- mushrooms[train_sample, ]
mushrooms_test  <- mushrooms[-train_sample, ]

Step 3: Training a model on the data

library(RWeka)

train OneR() on the data

mushroom_1R <- OneR(type ~ ., data = mushrooms_train)

Step 4: Evaluating model performance

mushroom_1R
summary(mushroom_1R)

Make predictions

mushroom_pred <- predict(mushroom_1R, mushrooms_test)

Cross tabulation of predicted versus actual classes

library(gmodels)
CrossTable(mushrooms_test$type, mushroom_pred,
           prop.chisq = FALSE, prop.c = FALSE, prop.r = FALSE,
           dnn = c('actual default', 'predicted default'))

Step 5: Improving model performance

mushroom_JRip <- JRip(type ~ ., data = mushrooms_train)
mushroom_JRip
summary(mushroom_JRip)

Make predictions

mushroom_pred <- predict(mushroom_JRip, mushrooms_test)

Cross tabulation of predicted versus actual classes

library(gmodels)
CrossTable(mushrooms_test$type, mushroom_pred,
           prop.chisq = FALSE, prop.c = FALSE, prop.r = FALSE,
           dnn = c('actual default', 'predicted default'))

Rule Learner Using C5.0 Decision Trees (not in text)

library(C50)
mushroom_c5rules <- C5.0(type ~ odor + gill_size, data = mushrooms_train, rules = TRUE)
mushroom_c5rules
summary(mushroom_c5rules)
mushroom_pred <- predict(mushroom_c5rules, mushrooms_test)

Cross tabulation of predicted versus actual classes

library(gmodels)
CrossTable(mushrooms_test$type, mushroom_pred,
           prop.chisq = FALSE, prop.c = FALSE, prop.r = FALSE,
           dnn = c('actual default', 'predicted default'))
---
title: "Chapter 5 - R Notebook"
output:
  word_document: default
  pdf_document: default
  html_notebook: default
---

# Chapter 5: Classification using Decision Trees and Rules 

## Part 1: Decision Trees 

## Understanding Decision Trees 

Calculate entropy of a two-class segment

```{r}
-0.60 * log2(0.60) - 0.40 * log2(0.40)

curve(-x * log2(x) - (1 - x) * log2(1 - x),
      col = "red", xlab = "x", ylab = "Entropy", lwd = 4)
```

## Example: Identifying Risky Bank Loans 
## Step 1: Download the data 

```{r}
# URL <- "http://cox.csueastbay.edu/~esuess/classes/Statistics_652/Presentations/05_DecisionTrees/credit.csv"
# download.file(URL, destfile = "credit.csv", method="curl")
```

## Step 2: Exploring and preparing the data ----

```{r}
credit <- read.csv("credit.csv", stringsAsFactors = TRUE)
str(credit)
```

Look at two characteristics of the applicant

```{r}
table(credit$checking_balance)
table(credit$savings_balance)

```

Look at two characteristics of the loan

```{r}
summary(credit$months_loan_duration)
summary(credit$amount)
```

Look at the class variable

```{r}
table(credit$default)
```

Create a random sample for training and test data
Use set.seed to use the same random number sequence as the tutorial

```{r}
set.seed(123)
train_sample <- sample(1000, 900)

str(train_sample)
```

Split the data frames

```{r}
credit_train <- credit[train_sample, ]
credit_test  <- credit[-train_sample, ]
```


Check the proportion of class variable

```{r}
prop.table(table(credit_train$default))
prop.table(table(credit_test$default))
```


## Step 3: Training a model on the data 

Build the simplest decision tree

```{r}
library(C50)
credit_model <- C5.0(credit_train[-17], credit_train$default)
```

Display simple facts about the tree

```{r}
credit_model

```

Display detailed information about the tree

```{r}
summary(credit_model)
```

## Step 4: Evaluating model performance 

Create a factor vector of predictions on test data

```{r}
credit_pred <- predict(credit_model, credit_test)
```

Cross tabulation of predicted versus actual classes

```{r}
library(gmodels)
CrossTable(credit_test$default, credit_pred,
           prop.chisq = FALSE, prop.c = FALSE, prop.r = FALSE,
           dnn = c('actual default', 'predicted default'))
```

## Step 5: Improving model performance 

## Boosting the accuracy of decision trees

Boosted decision tree with 10 trials

```{r}
credit_boost10 <- C5.0(credit_train[-17], credit_train$default,
                       trials = 10)
credit_boost10
summary(credit_boost10)
```

```{r}
credit_boost_pred10 <- predict(credit_boost10, credit_test)
CrossTable(credit_test$default, credit_boost_pred10,
           prop.chisq = FALSE, prop.c = FALSE, prop.r = FALSE,
           dnn = c('actual default', 'predicted default'))
```

## Making some mistakes more costly than others

Create dimensions for a cost matrix

```{r}
matrix_dimensions <- list(c("no", "yes"), c("no", "yes"))
names(matrix_dimensions) <- c("predicted", "actual")
matrix_dimensions
```

Build the matrix

```{r}
error_cost <- matrix(c(0, 1, 4, 0), nrow = 2, dimnames = matrix_dimensions)
error_cost
```

Apply the cost matrix to the tree

```{r}

credit_cost <- C5.0(credit_train[-17], credit_train$default,
                    costs = error_cost)
credit_cost_pred <- predict(credit_cost, credit_test)

CrossTable(credit_test$default, credit_cost_pred,
           prop.chisq = FALSE, prop.c = FALSE, prop.r = FALSE,
           dnn = c('actual default', 'predicted default'))
```


# Part 2: Rule Learners 

## Example: Identifying Poisonous Mushrooms 
## Step 1: Download the data 

```{r}
# URL <- "http://cox.csueastbay.edu/~esuess/classes/Statistics_652/Presentations/05_DecisionTrees/mushrooms.csv"
# download.file(URL, destfile = "./mushrooms.csv", method="curl")
```

## Step 2: Exploring and preparing the data 

```{r}
mushrooms <- read.csv("mushrooms.csv", stringsAsFactors = TRUE)
```

Examine the structure of the data frame

```{r}
str(mushrooms)
```


# drop the veil_type feature

```{r}
mushrooms$veil_type <- NULL
```

# examine the class distribution

```{r}
table(mushrooms$type)
```

Randomize the Train and Test data

```{r}
set.seed(123)
train_sample <- sample(8124, 7000)

str(train_sample)
```

Split the data frames

```{r}
mushrooms_train <- mushrooms[train_sample, ]
mushrooms_test  <- mushrooms[-train_sample, ]
```

## Step 3: Training a model on the data 

```{r}
library(RWeka)
```

# train OneR() on the data

```{r}
mushroom_1R <- OneR(type ~ ., data = mushrooms_train)
```

## Step 4: Evaluating model performance 

```{r}
mushroom_1R
summary(mushroom_1R)
```

Make predictions

```{r}
mushroom_pred <- predict(mushroom_1R, mushrooms_test)

```

Cross tabulation of predicted versus actual classes

```{r}
library(gmodels)
CrossTable(mushrooms_test$type, mushroom_pred,
           prop.chisq = FALSE, prop.c = FALSE, prop.r = FALSE,
           dnn = c('actual default', 'predicted default'))
```




## Step 5: Improving model performance 

```{r}
mushroom_JRip <- JRip(type ~ ., data = mushrooms_train)
mushroom_JRip
summary(mushroom_JRip)
```

Make predictions

```{r}
mushroom_pred <- predict(mushroom_JRip, mushrooms_test)
```


Cross tabulation of predicted versus actual classes

```{r}
library(gmodels)
CrossTable(mushrooms_test$type, mushroom_pred,
           prop.chisq = FALSE, prop.c = FALSE, prop.r = FALSE,
           dnn = c('actual default', 'predicted default'))
```

# Rule Learner Using C5.0 Decision Trees (not in text)

```{r}
library(C50)
mushroom_c5rules <- C5.0(type ~ odor + gill_size, data = mushrooms_train, rules = TRUE)
mushroom_c5rules
summary(mushroom_c5rules)
```


```{r}
mushroom_pred <- predict(mushroom_c5rules, mushrooms_test)
```

Cross tabulation of predicted versus actual classes

```{r}
library(gmodels)
CrossTable(mushrooms_test$type, mushroom_pred,
           prop.chisq = FALSE, prop.c = FALSE, prop.r = FALSE,
           dnn = c('actual default', 'predicted default'))
```








